Soreide Law Group has filed a FINRA arbitration on behalf of their client (Claimant) against: LPL FINANCIAL LLC (Respondent).  The Claimant, who resides in Texas, maintained an investment relationship with LPL FINANCIAL and its Financial Advisor, Enrique Lopez. Lopez is not named in this lawsuit. The Claimant, the lawsuit alleges, advised LPL FINANCIAL that she […]

Soreide Law Group has been contacted by investors who made purchased private placements with, ENRIQUE LOPEZ (RICK LOPEZ) CRD#: 2209385, of McAllen, Texas. These clients purchased private REITs, which included, Northstar Healthcare, FS Energy, and other private placements. Private placements are securities sold to a select group of investors in an effort to raise capital, […]