According to December of 2020 FINRA Disciplinary Report, on October 19, 2020, Eric Steven Smith (CRD #2894648, Troy, Michigan) appealed a National Adjudicatory Council (NAC) decision to the SEC. Eric Steven Smith was barred from association with any FINRA member in all capacities and ordered to pay $130,000, plus prejudgment interest, jointly and severally with […]