FINRA BrokerCheck reports that investors alleged losses because of Stewart Taylor Paxton Ginn Jr. (also known as Stewart Ginn) (CRD#: 4503197, Santa Maria, California). Notably, Ginn works with Independent Financial Group LLC as of September 3, 2015, and worked with Navian Capital Securities LLC in Cincinnati, Ohio from February 18, 2021, to March 10, 2023. […]

Soreide Law Group can help individuals with financial losses because of Spartan Capital Securities LLC's Murat Kartal (also known as Marc Kartal) [CRD#: 6346419, New York, NY]. Murat Kartal received a FINRA suspension due to unsuitable and excessive trading in a client's account. FINRA Sanctioned Kartal For Unsuitable And Excessive Trading Evidently, on July 17, […]

Soreide Law Group is currently conducting an investigation on behalf of investors who have suffered losses investing with securities broker Michael James May [CRD#: 4712287, New York, NY]. Evidently, May joined VCS Venture Securities on October 4, 2021. He previously worked for Joseph Stone Capital LLC. May's practices have recently come under scrutiny by FINRA. […]

Soreide Law Group is conducting an investigation on behalf of investors who have suffered losses investing with securities broker Joseph Brian LaScala Jr. (also known as Joe LaScala) [CRD#: 3070261, Melville, New York]. Evidently, LaScala joined Aegis Capital Corp on February 29, 2012, and previously worked with GunnAllen Financial. He was involved in several client […]

Soreide Law Group is conducting an investigation on behalf of investors who have suffered losses due to the actions of securities broker James J. Mariani (CRD#: 2932631, Mineola, New York). Evidently, Mariani has been affiliated with Aegis Capital Corp. from September 2017 to September 2021 and National Securities Corporation from January 2007 to September 2017. […]

Soreide Law Group can review potential claims on behalf of individuals who have suffered financial losses due to the actions of securities broker Anthony Joseph Graziano [CRD#: 2862096, New York, New York]. Graziano, regulated by FINRA, works for Joseph Stone Capital LLC since June 5, 2015. Public records show FINRA's sanctions against Graziano on December […]

Soreide Law Group is currently investigating potential claims on behalf of investors who may have suffered financial losses due to the actions of Jonathan Walter Way (also known as Way Walter Jonathan) (CRD: 1126849, Napa, California). Notably, he was employed with Wedbush Securities Inc. from September 23, 2002, to August 18, 2022. Evidently, Way has […]

Soreide Law Group is investigating possible investor claims against Justin Walt Parker (CRD: 4364398, Del Mar, California). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Hilltop Securities Inc. Evidently, one or more investors alleged misconduct in these disputes, including that Parker made […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Terry Tzagarakis (also known as Terry Rakis) (CRD: 2796055, New York, New York). Not only has FINRA sanctioned him for engaging in excessive trading, but investors disputed his sales practices. However, Tzagarakis denies the allegations. Read on to learn more about the allegations […]