Soreide Law Group is evaluating potential claims for investors who've faced losses due to Keith Matthew Kordich [CRD: 2743797, Boca Raton, Florida]. Kordich has been associated with Ameriprise Financial Services LLC since January 2019, after his time with Morgan Stanley. Notably, the FINRA BrokerCheck report on Kordich reflects several client disputes, particularly involving claims of […]

Soreide Law Group is investigating potential claims on behalf of individuals who have encountered losses through James Bernthal [CRD: 4871243]. Evidently, he joined Aegis Capital Corp in New York, New York in 2020. Bernthal was also employed with Dawson James Securities Inc. in the same city from 2016 to 2020. Investors are advised to carefully […]

Soreide Law Group is looking into potential claims on behalf of investors who may have endured financial losses due to Christopher Booth Kennedy [CRD: 4498061, Woodland Hills, California]. Evidently, Kennedy worked for Western International Securities Inc. from December 2, 2019, to September 27, 2021. Investors can review the following disclosures about Kennedy’s conduct in the […]

FINRA BrokerCheck reports that investors alleged losses because of Stewart Taylor Paxton Ginn Jr. (also known as Stewart Ginn) (CRD#: 4503197, Santa Maria, California). Notably, Ginn works with Independent Financial Group LLC as of September 3, 2015, and worked with Navian Capital Securities LLC in Cincinnati, Ohio from February 18, 2021, to March 10, 2023. […]

Soreide Law Group can help individuals with financial losses because of Spartan Capital Securities LLC's Murat Kartal (also known as Marc Kartal) [CRD#: 6346419, New York, NY]. Murat Kartal received a FINRA suspension due to unsuitable and excessive trading in a client's account. FINRA Sanctioned Kartal For Unsuitable And Excessive Trading Evidently, on July 17, […]

Soreide Law Group is currently conducting an investigation on behalf of investors who have suffered losses investing with securities broker Michael James May [CRD#: 4712287, New York, NY]. Evidently, May joined VCS Venture Securities on October 4, 2021. He previously worked for Joseph Stone Capital LLC. May's practices have recently come under scrutiny by FINRA. […]

Soreide Law Group is conducting an investigation on behalf of investors who have suffered losses investing with securities broker Joseph Brian LaScala Jr. (also known as Joe LaScala) [CRD#: 3070261, Melville, New York]. Evidently, LaScala joined Aegis Capital Corp on February 29, 2012, and previously worked with GunnAllen Financial. He was involved in several client […]

Soreide Law Group is conducting an investigation on behalf of investors who have suffered losses due to the actions of securities broker James J. Mariani (CRD#: 2932631, Mineola, New York). Evidently, Mariani has been affiliated with Aegis Capital Corp. from September 2017 to September 2021 and National Securities Corporation from January 2007 to September 2017. […]

Soreide Law Group can review potential claims on behalf of individuals who have suffered financial losses due to the actions of securities broker Anthony Joseph Graziano [CRD#: 2862096, New York, New York]. Graziano, regulated by FINRA, works for Joseph Stone Capital LLC since June 5, 2015. Public records show FINRA's sanctions against Graziano on December […]