Soreide Law Group is investigating possible investor claims against securities broker Robert Schultz [CRD: 1769129, Houston, Texas]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Wells Fargo Advisors LLC. For example, clients alleged unsuitable recommendations. Here is a brief summary of the […]

Soreide Law Group is investigating possible investor claims against securities broker Philip Marchese [CRD: 5905008, New York, New York]. Notably, FINRA sanctioned the securities broker, who worked for Spartan Capital Securities LLC. Allegedly, Marchese engaged in excessive trading. Here is a brief summary of FINRA’s allegations against Marchese. FINRA Sanctions Spartan Capital Securities LLC Securities […]

Investors have come forward with complaints about securities broker Loren Morrison AKA Loren Justin Morrison [CRD#: 4578161, Southfield, MI]. Evidently, the securities broker, who worked for Stifel Nicolaus Company Incorporated, discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, Stifel Nicolaus Company Incorporated clients allege that Morrison was negligent, breached a contract, breached […]

Soreide Law Group is investigating possible investor claims against securities broker Richard Reynolds AKA Richard Foerster Reynolds [CRD#: 2162706, Garden City, NY]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Worden Capital Management. Notably, investors allege sales practice violations in these disputes, […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker James Pecoraro AKA James Robert Pecoraro [CRD#: 2440231, Garden City, NY]. However, Pecoraro denies the allegations. Read on to learn more about the allegations against Pecoraro. FINRA Sanctions SW Financial Securities Broker James Pecoraro For Unsuitable Trading Evidently, on August 4, 2022, FINRA […]

Soreide Law Group is investigating possible investor claims against securities broker David Menashe AKA David Gene Menashe [CRD#: 5727269, New York, NY]. Evidently, FINRA sanctioned the securities broker, who worked for Allied Millennial Partners LLC. Allegedly, Menashe failed to testify when FINRA investigated the stockbroker for possible violations of FINRA rules. Here is a brief […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Albert Foronda AKA Albert Foronda [CRD#: 5737620, New York, NY]. Evidently, investors disputed the sales practices of the securities broker, who worked for Worden Capital Management. Additionally, the securities broker discloses a regulatory enforcement action. However, Foronda denies the allegations of sales practice […]

Investors have come forward with complaints about securities broker David Jonathon Feigeles [CRD#: 1530561, Melville, NY]. Feigeles worked for Oppenheimer & Co. Inc. from 2003-Present and CIBC World Markets Corp from 2000-2003. Evidently, the securities broker discloses Oppenheimer investor disputes on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Specifically, one or more Oppenheimer clients allege that […]

Soreide Law Group is investigating possible investor claims against securities broker Lon Charles Faccini [CRD #: 2736849, Staten Island, NY]. Faccini worked for (1) Arive Capital Markets from 2016-Present; (2) Cape Securities Inc. from 2010-2016; and (3) Liberty Partners Financial Services from 2006-2010. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that Arive Capital Markets […]