Investors might have sustained losses because of securities broker Virginia Kimiye Panjvani (also known as Virginia Kimiye Kuwahara) [CRD: 833818, San Diego, California], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Panjvani worked for Stifel, Nicolaus & Company, Incorporated from September 5, 2018, to the present. See the following information to find out […]

According to the Financial Industry Regulatory Authority’s (FINRA) BrokerCheck, there has been an investor complaint filed against Ameriprise Financial Services broker/investment advisor, Eugene Weinstein.  The damage amount requested is $1,000,000.00.  According to BrokerCheck, Weinstein has been registered as a broker and investment advisor with Ameriprise Financial Services in Plano, Texas, since January 11, 2013. Eugene […]

Soreide Law Group obtained the following information on FINRA’s website, which is available to the public, in the October 2017 Disciplinary Report on the following firm: FSC Securities Corporation (CRD #7461, Atlanta, Georgia) was censured, fined $100,000, and ordered to pay $492,485.33 in restitution to clients by FINRA for allegedly executing approximately 6,500 purchases of […]