Investors might have sustained losses because of securities broker Virginia Kimiye Panjvani (also known as Virginia Kimiye Kuwahara) [CRD: 833818, San Diego, California], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Panjvani worked for Stifel, Nicolaus & Company, Incorporated from September 5, 2018, to the present. See the following information to find out more the disclosures involving this broker.
Evidently, a client of Stifel contested Virginia Panjvani’s sales practices, according to a complaint dated February 26, 2025. Allegedly, Panjvani failed to follow instructions to liquidate the client’s assets in 2025. Panjvani allegedly caused the client to sustain damages on mutual funds, exchange traded funds, and stocks. Therefore, the client sought compensation from Stifel or Panjvani in the amount of $84,522.88 in this matter.
Also, a client of UBS contested Virginia Panjvani’s sales practices, based on a complaint. Allegedly, Panjvani caused the client to sustain damages on unsuitable auction rate securities. As a result, UBS opted to settle the matter on December 23, 2008, by compensating the client in the amount of $750,000.00.
Are you concerned regarding investments you made with Virginia Panjvani? You can get in touch with Soreide Law Group online or at (888) 760-6552 and speak to a securities attorney concerning a possible recovery of your losses. Soreide Law Group has recovered losses for clients throughout the US. Also, the firm takes cases on a contingency fee arrangement and advances all costs. Panjvani and brokerage firms Panjvani worked for deny accusations of sales practice violations.
Soreide Law Group has filed a FINRA arbitration on behalf of our client (Claimant) against: TEXAKOMA FINANCIAL, INC. and their registered representative, SHEA PETER KENNEDY (SHEA P KENNEDY) (Repondents). The Claimant resides in Nevada, and according to the lawsuit, around August of 2023, SHEA P KENNEDY contacted the Claimant unsolicited, apparently after the Claimant had […]
Pending customer claims on BrokerCheck name Michael Graham (CRD 3263494) and list LPL Financial as the firm. Each claim is pending and unproven, and no arbitrator has ruled on any of them. The customers allege that Graham misrepresented guaranteed principal and returns on a secured loan related to a real estate deal.
An SEC decision involving Titan Securities (CRD 131392) of Plano, Texas became final on August 7, 2026, according to FINRA's October 2026 Disciplinary and Other FINRA Actions report. The decision fined the firm $50,000. The record lists the firm as JTA Securities Management, Inc. dba Titan Securities.
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