Virginia Panjvani Facing Stifel Client Dispute About Failure To Follow Instructions

Investors might have sustained losses because of securities broker Virginia Kimiye Panjvani (also known as Virginia Kimiye Kuwahara) [CRD: 833818, San Diego, California], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Panjvani worked for Stifel, Nicolaus & Company, Incorporated from September 5, 2018, to the present. See the following information to find out more the disclosures involving this broker.

Panjvani Disclosed Failure To Follow Instructions Allegations By Stifel Client

Evidently, a client of Stifel contested Virginia Panjvani’s sales practices, according to a complaint dated February 26, 2025. Allegedly, Panjvani failed to follow instructions to liquidate the client’s assets in 2025. Panjvani allegedly caused the client to sustain damages on mutual funds, exchange traded funds, and stocks. Therefore, the client sought compensation from Stifel or Panjvani in the amount of $84,522.88 in this matter.

Virginia Panjvani Disclosed Allegations By UBS Client

Also, a client of UBS contested Virginia Panjvani’s sales practices, based on a complaint. Allegedly, Panjvani caused the client to sustain damages on unsuitable auction rate securities. As a result, UBS opted to settle the matter on December 23, 2008, by compensating the client in the amount of $750,000.00.

Have You Made Investments Through Financial Advisor / Securities Broker Panjvani?

Are you concerned regarding investments you made with Virginia Panjvani? You can get in touch with Soreide Law Group online or at (888) 760-6552 and speak to a securities attorney concerning a possible recovery of your losses. Soreide Law Group has recovered losses for clients throughout the US. Also, the firm takes cases on a contingency fee arrangement and advances all costs. Panjvani and brokerage firms Panjvani worked for deny accusations of sales practice violations.