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October 8, 2018
Did Your Broker Recommend Morgan Stanley Cushing MLP High Income ETN?

Soreide Law Group is currently investigating claims by investors against Morgan Stanley involving the sale of the Morgan Stanley Cushing MLP High Income Exchange Traded Note.   ETNs are not be suitable for all investors. There are investors alleging that Morgan Stanley failed to disclose to clients the risk involved investing in this high-risk product.  […]

November 15, 2017
SEC Orders DEMITRIOS HALLAS to Pay $550K

The Securities and Exchange Commission (SEC) has obtained a final judgement by default against former broker, DEMITRIOS HALLAS (CRD#: 4199832).  The SEC charged Hallas with "knowingly or recklessly trading unsuitable investment products" in the accounts of five of his clients and allegedly stealing more than $170,000 from one of them.  The SEC alleges Hallas deposited […]

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