Investors apparently complained about securities broker Joel Anthony Benanti [CRD: 4210681, Hauppauge, New York], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Joel Benanti worked for Network 1 Financial Securities Inc. from June 17, 2019, through May 31, 2024. See the following information to find out more about the disclosures involving Joel […]

Financial Industry Regulatory Authority (FINRA) barred securities broker Lyhen Fiallo (also known as Lyhen Hernandez) [CRD: 4579582, Hialeah, Florida], based on public information located on FINRA BrokerCheck. Lyhen Fiallo worked for PFS Investments Inc. from April 24, 2020, to December 31, 2024. Investors are encouraged to continue reading to find out more about this broker’s […]

FINRA barred securities broker Danish Rauf [CRD: 5006655, Des Plaines, Illinois], given the publicly available information found on FINRA BrokerCheck. Danish Rauf worked for U.S. Bancorp Investments Inc. from August 12, 2016, to December 1, 2025. See the following information to find out more about the disclosures involving this securities broker. FINRA Sanctioned Rauf For […]

FINRA barred securities broker Justin Gyunho Kim (also known as Gyunho Kim) [CRD: 6703074, San Francisco, California], based on disclosures reported on FINRA BrokerCheck. Kim worked for Citigroup Global Markets Inc. from December 11, 2023, to January 2, 2026, and previously worked for Lazard Freres Co. LLC from September 20, 2021, to August 11, 2023. […]

FINRA barred securities broker Anthony Tianfeng Cheng (also known as Tony Cheng) [CRD: 6242405, San Jose, California], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Anthony Cheng worked for Ameritas Investment Company LLC from April 2, 2015, to May 22, 2025. Keep reading to discover more about the regulatory disclosure involving […]

FINRA barred securities broker Jeyakumar Nadarajah (also known as Jack Nadarajah) [CRD: 5666532, New York, New York], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Jeyakumar Nadarajah worked for Jefferies LLC from June 10, 2020, to May 16, 2024, and previously worked for ViewTrade Securities Inc. from January 28, 2020, to […]

FINRA barred securities broker Cesar Manuel Casado [CRD: 6215747, Waltham, Massachusetts], according to public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Casado worked for NYLIFE Securities LLC from November 4, 2014, to July 24, 2024. Investors are encouraged to continue reading to find out more about Casado’s regulatory history and disclosures. Casado Sanctioned […]

FINRA barred securities broker Raymond William Clark [CRD: 2865619, Red Bank, New Jersey], and one or more investors complained about him, based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Clark worked for Garden State Securities Inc. from November 8, 2019, to March 24, 2021, Monmouth Capital Management LLC from March 23, 2021, […]

Investors have reportedly disputed the sales practices of securities broker Cody Michael Keller [CRD: 6669454, Mechanicsburg, Pennsylvania], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Keller worked for MML Investors Services LLC from August 17, 2023, to October 14, 2024, after previously being registered with other firms earlier in his career. Investors […]