FINRA Issues Suspension To Timothy O'Brien For Trading Infraction Soreide Law Group is reviewing possible investor lawsuits against Feltl securities broker Timothy David O’Brien (CRD#: 1182298, Inver Grove Heights, MN). Notably, FINRA BrokerCheck shows that of the 14 disclosures about O’Brien, at least six concern investor disputes and two concern regulatory actions. Both of those […]

Broker Terrence Bonk Allegedly Caused Investor Losses Soreide Law Group is reviewing possible investor claims against securities broker Terrence Edward Bonk (CRD#: 1011846, Inter Grove Heights, Minnesota). Namely, the Financial Industry Regulatory Authority (“FINRA”) suspended the prior Feltl & Company securities broker until December 1, 2020 and issued him a $10,000 fine for borrowing money […]

Losses From Lance Ziesemer? Soreide Law Group is investigating possible claims of excessive trading and unsuitable trading by Feltl & Company securities broker Lance Ziesemer (CRD#: 2342087, Wayzata, Minnesota). Notably, Ziesemer reports on FINRA BrokerCheck that at least 14 clients brought complaints or arbitration claims about his sales practices. It appears from those investor claims […]