Investors potentially experienced sales practice violations by securities broker Nathan Goad (also known as Nate Goad) [CRD: 5421740, Wayne, Pennsylvania], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Goad worked for J. Alden Associates Inc. beginning January 7, 2022, and has also been registered as an investment adviser with Alden Investment Group since July 28, 2022, after prior registrations with firms including Cetera Investment Services LLC and Cetera Investment Advisers LLC between May 6, 2015, and May 17, 2021. Investors should continue reviewing the disclosures below to find out more about the client disputes involving Goad.
Evidently, on April 14, 2025, a J. Alden Associates Inc. client filed FINRA Arbitration No. 25-00701 about Nathan Goad. Mainly, the client alleged that Goad was negligent, breached his fiduciary duty, and made misrepresentations. For this reason, the client allegedly experienced damages linked to direct investments. As a result, the client requested $500,000 in compensation from J. Alden Associates Inc. or Goad. It appears that this arbitration is pending a resolution.
Also, a client of J. Alden Associates Inc. contested Nathan Goad’s sales practices by filing FINRA Arbitration No. 25-01635 on August 8, 2025. Allegedly, Goad was negligent, made misrepresentations, and breached his fiduciary duty. It appears that Goad allegedly caused the client to experience damages relating to direct investments. Consequently, the client seeks compensation from J. Alden Associates Inc. or Goad in the amount of $3,808,192.49 in this ongoing matter.
Particularly, on April 1, 2025, a J. Alden Associates Inc. client filed FINRA Arbitration No. 25-00678 about Nathan Goad. Primarily, the client alleged that Goad breached his fiduciary duty, was negligent, and made misrepresentations. Because of this, the client allegedly incurred damages connected to direct investments. Therefore, the client requested $2,200,000 in compensation from J. Alden Associates Inc. or Goad. It appears that this arbitration is pending a resolution.
Are you concerned regarding investments you made through Nathan Goad? You can contact Soreide Law Group online or at (888) 760-6552 and talk with a securities attorney concerning a potential recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the US. Also, the firm works on a contingency fee basis and advances all costs. Goad and brokerage firms Goad worked for deny allegations of sales practice violations.
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