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September 30, 2026
Tory Duggins Barred By FINRA For Failure To Testify In Churning Investigation

Tory A. Duggins (CRD #4556340, Bronx, New York) was barred from association with any FINRA member in all capacities, according to FINRA's Disciplinary and Other FINRA Actions report for September 2026. An Office of Hearing Officers decision became final on July 6, 2026. FINRA Case #2025084815701 is the case number listed for the matter.

September 30, 2026
Brian Pavelko Barred By FINRA For Failing To Provide Requested Documents

Brian James Pavelko [CRD: 6347352, McAdoo, Pennsylvania] was barred from association with any FINRA member in all capacities, according to FINRA's Disciplinary and Other FINRA Actions report for September 2026. The entry states that Pavelko appealed an OHO decision to the NAC in which he had been barred for failing to provide certain information and documents requested by FINRA. The action is dated July 10, 2026, per the report.

September 30, 2026
Taspia Rahman Barred By FINRA For Refusing To Provide Testimony

FINRA barred Taspia Rahman (CRD #7757705), a Brooklyn, New York broker, from association with any FINRA member in all capacities. The bar is recorded in an AWC dated July 24, 2026, and it covers every capacity in which Rahman could otherwise register with FINRA. FINRA's report lists Brooklyn, New York as Rahman's location and CRD #7757705 as her registration number.

September 30, 2026
Elias Gerodemos Barred By FINRA For Refusing To Provide Information

FINRA barred Elias Gerodemos (CRD #7510054), a Crown Point, Indiana broker, from association with any FINRA member in all capacities. The bar is recorded in an AWC dated July 30, 2026, and it covers every capacity in which Gerodemos could otherwise register with FINRA. FINRA's report lists Crown Point, Indiana as Gerodemos' location and CRD #7510054 as his registration number.

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