FINRA arbitration vs FINRA complaint: one reports broker misconduct to the regulator, the other is how investors seek recovery of investment losses.
FINRA arbitration vs FINRA complaint: one reports broker misconduct to the regulator, the other is how investors seek recovery of investment losses.
Levinski Dealexis Barnes (CRD #2292179, Registered Representative, Lutz, Florida) has been named a respondent in a FINRA complaint alleging that he discussed with a customer an investment in an accounting business that Barnes and other individuals were contemplating purchasing. The FINRA complaint alleges that Barnes told the customer that if the offer for the business […]
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