FINRA Issues Suspension To Westpark's Richard Rappaport FINRA BrokerCheck indicates that investors alleged sales practice violations involving securities broker Richard Alyn Rappaport “Rick Rappaport” (CRD#: 1885122, Los Angeles, California) and that those violations resulted in damages. Evidently, Rappaport has worked as a Westpark Capital securities broker since 2004, most recently as CEO. Take a look […]

Investor Alleges Sales Practice Violation In Dispute About Broker Mark Haenny Investment loss recovery counsel at Soreide Law Group provides you with new information on securities broker Mark Alan Haenny (CRD#: 4574656, Loveland, Colorado), who discloses information about investor complaints on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Haenny worked as a securities broker or […]

Stefan Pastor Is Barred By FINRA And Involved In A Raymond James Investor Dispute Notably, FINRA provides important information in regard to securities broker Stefan Anton Pastor (CRD#: 5141819, Fort Lauderdale, Florida). It appears that the disclosures involving Pastor concern his employment at securities firms Raymond James Financial Services. Let’s take a closer look at […]

Securities Broker Charla Kabana Is Barred By FINRA And Involved In Sagepoint Financial Client's Dispute About Suitability Soreide Law Group is reviewing investor complaints concerning securities broker Charla Cynthia Kabana (CRD#: 1453982, Huntington Beach, California), as disclosed on FINRA BrokerCheck. Particularly, Kabana, who worked for securities firms Sagepoint Financial (her employer from 2016 to 2018) […]

IAA, Chelsea Clients File Suitability Disputes Involving Broker Charles Bloom Soreide Law Group comes to you with new information relating to securities broker Charles Lewis Bloom (CRD#: 4144108, Royal Palm Beach, Florida). It appears that the disclosures involving Bloom concern his employment at securities firms IAA Financial LLC (his employer from 2014 to 2015), International […]

Securities Broker Charles Bonilla Allegedly Makes Unsuitable Recommendations To David Lerner Client FINRA provides important information on securities broker Charles Abad Santos Bonilla (CRD#: 2572107, Boca Raton, Florida). Evidently, Bonilla worked as a securities broker or financial advisor for Pruco Securities from May 2018 to February 2019. Also, he worked for David Lerner Associates Inc. […]

Campfire Capital Client Alleges Damages In Dispute About Broker Sean McDevitt Soreide Law Group is examining investor claims concerning securities broker Sean Daniel McDevitt (CRD#: 2786216, Chappaqua, New York), as disclosed on FINRA BrokerCheck. Evidently, McDevitt worked as a securities broker or financial advisor for WoodRock Securities from 2015 to 2016. Also, he worked for […]

Transamerica Client Files Dispute Involving Barred Securities Broker Mark Smith The Financial Industry Regulatory Authority (FINRA) provides important information in regard to the disclosures of securities broker Mark Smith (CRD#: 5776360, Greenwood Village, Colorado). This includes a FINRA bar and an investor dispute concerning his employment at Transamerica Financial Advisors (his employer from January 2012 […]

Broker David Stateman Barred And Subject Of Client Dispute Soreide Law Group has new information to share with you in regard to securities broker David Alan Stateman (CRD#: 5530638, Miami, Florida). It appears that FINRA indefinitely barred Stateman as a securities broker. Not only that, but Stateman is involved in an investor dispute that alleges […]