NYLife Clients File Disputes Concerning Broker Jeffrey Anderson Soreide Law Group shares BrokerCheck news on securities broker Jeffrey Scott Anderson (CRD#: 5993214, Bloomington, Illinois). Notably, Anderson was a securities broker at NYLife Securities LLC during the time of the allegations against him. Take a closer look at the allegations below. However, be mindful that he […]

Sandlapper's Trevor Gordon Is Barred By FINRA And Involved In Client Disputes FINRA BrokerCheck provides important information regarding Trevor Lee Gordon (CRD#: 2195122, Greenville, SC). Evidently, Gordon worked at Sandlapper Securities from 2006 to 2020. He faces allegations of unsuitable trading and breach of fiduciary duty as reported on BrokerCheck. Not only that, but FINRA […]

Securities Broker Jeff Salazar Sanctioned, Involved In American Portfolios Client Disputes Investment loss recovery counsel at Soreide Law Group provide you with new information on securities broker Joffre Salazar “Jeff Salazar” (CRD#: 2185914, Staten Island, New York). The broker discloses information about a client dispute and regulatory enforcement action on BrokerCheck. Evidently, Salazar was a […]

Securities Broker Donald Sperring (AXA Advisors, Equitable Advisors) Barred, Involved In Client Disputes The Financial Industry Regulatory Authority (FINRA) contains important information on securities broker Donald George Sperring (CRD#: 2462982, Pittsburgh, Pennsylvania). Specifically, BrokerCheck shows that Sperring is involved in three investor disputes. Not only that, but he also received a FINRA bar (expulsion) in […]

Benjamin F. Edwards Clients File Disputes About Broker Peter Budd Investment loss recovery counsel at Soreide Law Group provides you with new information on securities broker Peter Charlton Budd aka “Jay Budd” (CRD#: 1337006, Morristown, New Jersey). Notably, Budd discloses information about investor disputes on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Budd was a […]

Broker Tim Higgins (Spartan Capital) Facing FINRA Complaint Relating To Investigation FINRA BrokerCheck indicates that investors alleged improper sales practices involving securities broker Timothy Patrick Higgins “Tim Higgins” (CRD#: 2282547, Indianapolis, Indiana) and that those violations resulted in damages. Evidently, Higgins most recently worked as a Spartan Capital Securities broker from 2015 to 2020. Formerly, […]

Sanctions, Investor Disputes Reported On BrokerCheck Record Of Adam Maggio Soreide Law Group is examining investor complaints concerning securities broker Adam Maggio (CRD#: 4177365, Mineola, New York). It appears that disclosures concern JP Turner Company (his employer from 2005 to 2008). They also concern Joseph Stone Capital (his employer since 2013). Here is an overview […]

Broker Bradley Goodbred Barred By FINRA, Involved In LPL Client Dispute Securities broker Bradley Allen Goodbred (CRD#: 3184210, Roselle, Illinois) discloses an investor dispute and a regulatory sanction on BrokerCheck. It appears that disclosures involving Goodbred concern his securities broker role at securities firm LPL Financial LLC (his employer from 2009 to 2021). Read further […]

Raymond James Client Disputes Involve Lynn Faust The Financial Industry Regulatory Authority (FINRA) BrokerCheck contains important disclosures concerning securities broker Lynn Cooper Faust aka Donna Lynn Cooper (CRD#: 729012, Greenville, South Carolina). Specifically, Faust received FINRA sanctions over her alleged unsuitable trading of UITs in Raymond James client accounts. Not only that but Raymond James […]