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June 25, 2015
Former New York Financial Planner and Senior Vice President Charged in Ponzi-Scheme

FREDERICK E. MONROE JR (CRD# 2457010) (aka FRED MONROE JR, FREDERICK EUGENE JR MONROE), a 59 year-old Albany, New York financial planner and former senior vice president at Capital Financial Planning, pleaded not guilty to charges against him for defrauding investors out of more than $1 million. The felony complaint claims Monroe defrauded three victims […]

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