Investors complained about financial advisor / securities broker Jason A. Shelby [CRD: 4589734, Memphis, Tennessee], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Jason Shelby worked for FSC Securities Corporation from October 19, 2006, to November 3, 2023, and has worked for Osaic Wealth Inc. since November 3, 2023. Keep reading to […]

Investors possibly experienced losses because of securities broker Randy Carter Cox [CRD: 2544998, Hudson Oaks, Texas], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Cox joined OSAIC Wealth Inc. on November 3, 2023, and previously worked for FSC Securities Corporation from October 28, 1994, to November 3, 2023. Here’s an overview of Cox’s […]

Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker Bradley Marc Weisman [CRD: 1093515, Oakland Township, Michigan], based on the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Bradley Weisman worked for FSC Securities Corporation from December 19, 2001, to December 31, 2022. Continue reading to […]

Soreide Law Group is investigating possible investor claims against Louis Wargo (CRD: 1416101, Brecksville, Ohio). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for FSC Securities Corporation. Evidently, one or more investors alleged misconduct in these disputes, including that Wargo made unsuitable recommendations, […]

Soreide Law Group is investigating possible investor claims against securities broker Craig Gerard Accardo (CRD: 3000762, Metairie, Louisiana). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for FSC Securities Corporation. Supposedly, one or more individuals claim that Accardo made unsuitable recommendations regarding investments. […]

FSC Securities Clients Take Aim At Frank Briseno For Bad REITs FINRA discloses troubling information in regard to securities broker Frank Briseno (CRD#: 1177246, Metairie, Louisiana). Notably, the regulator indicates that Briseno has been targeted by at least three investors in disputes about his sales practices. It seems that Briseno might have caused clients' losses […]

Broker Rodney Potratz Allegedly Caused Investor To Lose Millions The Financial Industry Regulatory Authority (“FINRA”) reports troubling allegations of sales practice violations by Rodney D. Potratz (CRD#: 2367896, Clive, Iowa). Apparently, the securities broker, who joined FSC Securities Corporation in 2003 and who works in its California and Iowa offices, is subject of two investor […]

FSC Broker Lee Kramer Identified In Investor's Suitability Dispute Soreide Law Group is reviewing potential investor claims against FSC Securities Corporation broker Lee R. Kramer (CRD#: 1465416, Frederick, Maryland). Notably, FINRA BrokerCheck reports that the securities broker, who joined FSC Securities Corporation in March 2005, was recently accused of giving bad advice to an investor. […]

FINRA, the Financial Industry Regulatory Authority, is investigating independent broker-dealers that sold variable annuities with subaccounts invested in hedge funds that resulted in $18 million in client losses during the credit crisis writes Bruce Kelly in a recent article for InvestmentNews.com. FINRA has been investigating the sale of a variable annuity issued by Sun Life […]