Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker Bradley Marc Weisman [CRD: 1093515, Oakland Township, Michigan], based on the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Bradley Weisman worked for FSC Securities Corporation from December 19, 2001, to December 31, 2022. Continue reading to learn more about Weisman's disclosures involving unsuitable investments.
Specifically, on November 28, 2023, an FSC Securities Corporation client filed FINRA Arbitration No. 23-03386 about Bradley Weisman. Supposedly, Weisman sold him an unsuitable real estate security. Because of this, the client allegedly sustained damages on real estate securities. Consequently, the client requested $100,000 in compensation from FSC Securities Corporation or Weisman. Evidently, this arbitration is pending a resolution.
On January 21, 2004, a Vestax Securities Corp client alleged that Bradley Weisman gave her poor investment advice regarding her retirement plan. Supposedly, this led to negative tax consequences before her retirement. However, the firm denied this complaint on March 15, 2004.
Have you sustained losses due to Bradley Weisman? If so, get in touch with Soreide Law Group online or at (888) 760-6552 and talk with a securities lawyer concerning a potential recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the United States, works on a contingency fee basis, and advances all costs. Weisman and the brokerage firms he worked for deny accusations of sales practice violations.
Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: CONCORDE INVESTMENTS SERVICES, LLC, and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC (Respondents). The Claimants are in their late 70s, retired, and according to the lawsuit, were not looking to take any unnecessary risks with their retirement savings. The Claimants […]
THEODORE WILLIAM BYRER (THEODORE W BYRER, TED BYRER) was registered as a broker with MORGAN STANLEY of Indianapolis, Indiana, from 11/11/2013 - 04/20/2023. He was most recently registered with INTERNATIONAL ASSETS ADVISORY, INC of Westfield, Indiana, from 05/09/2023 - 09/17/2024. According to his BrokerCheck CRD report, dated 7/23/2026, THEODORE W BYRER was suspended for 14 […]
MARK LAWRENCE SULLIVAN (MARK SULLIVAN, MARK L SULLIVAN), formerly with UBS Wealth Management USA in New York City, was fined $10,000 and suspended for three months by the Financial Industry Regulatory Authority (FINRA) over allegations that he traded in customers’ accounts without the proper approval. Sullivan was previously registered both as a broker and as an […]
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