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February 27, 2014
Broker Barred by FINRA for Over-Concentration in REITs and Other Illiquid Alternative Investments

Soreide Law Group, (888) 760-6552, obtained this information from FINRA’s website listed as “Disciplinary and Other FINRA Actions, February, 2014.” Gary Joel Chackman (CRD #1705039, Registered Principal, North Wales, Pennsylvania) was barred by FINRA. According to the FINRA investigation, Gary Chackman recommended real estate investment trusts (REITs) and other alternative investments to his member firm […]

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