Soreide Law Group is conducting an investigation into potential claims on behalf of investors who may have sustained losses due to the actions of securities broker and financial advisor Edward Joseph Barfield (also known as Edward Barfield) (CRD: 4257082, Kirkwood, Missouri). Evidently, Barfield joined Geneos Wealth Management, Inc. on March 23, 2021. Before that, he […]

Highest Paying Broker/Dealers Ranked by average payout per rep, per year 1.Ameriprise Financial Services Inc. 2.Commonwealth Financial Network 3.VSR Financial Services Inc. 4.Geneos Wealth Management Inc. 5.Wells Fargo Advisors Financial Network Largest Broker/Dealers Ranked by revenue 1.LPL Financial LLC 2.Ameriprise Financial Services Inc. 3.Raymond James Financial Services Inc. 4.Lincoln Financial Network 5.Commonwealth Financial Network Broker/Dealer […]

FINRA, the Financial Industry Regulatory Authority, is investigating independent broker-dealers that sold variable annuities with subaccounts invested in hedge funds that resulted in $18 million in client losses during the credit crisis writes Bruce Kelly in a recent article for InvestmentNews.com. FINRA has been investigating the sale of a variable annuity issued by Sun Life […]