Highest Paying Broker/Dealers
Ranked by average payout per rep, per year
1.Ameriprise Financial Services Inc.
2.Commonwealth Financial Network
3.VSR Financial Services Inc.
4.Geneos Wealth Management Inc.
5.Wells Fargo Advisors Financial Network
Largest Broker/Dealers
Ranked by revenue
1.LPL Financial LLC
2.Ameriprise Financial Services Inc.
3.Raymond James Financial Services Inc.
4.Lincoln Financial Network
5.Commonwealth Financial Network
Broker/Dealer Top Earners
Ranked by pre-tax earnings
1.LPL Financial LLC
2.Cambridge Investment Research Inc.
3.Axa Advisors LLC
4.Princor Financial Services Corp.
5.Woodbury Financial Services
Call Soreide Law Group for a free consultation with an attorney: 888-760-6552.
Soreide Law Group has filed a FINRA arbitration on behalf of our client (Claimant) against: TEXAKOMA FINANCIAL, INC. and their registered representative, SHEA PETER KENNEDY (SHEA P KENNEDY) (Repondents). The Claimant resides in Nevada, and according to the lawsuit, around August of 2023, SHEA P KENNEDY contacted the Claimant unsolicited, apparently after the Claimant had […]
Pending customer claims on BrokerCheck name Michael Graham (CRD 3263494) and list LPL Financial as the firm. Each claim is pending and unproven, and no arbitrator has ruled on any of them. The customers allege that Graham misrepresented guaranteed principal and returns on a secured loan related to a real estate deal.
An SEC decision involving Titan Securities (CRD 131392) of Plano, Texas became final on August 7, 2026, according to FINRA's October 2026 Disciplinary and Other FINRA Actions report. The decision fined the firm $50,000. The record lists the firm as JTA Securities Management, Inc. dba Titan Securities.
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