Investors apparently complained about securities broker Ignacio Carlos Tejera [CRD: 4422696, Coral Gables, Florida], according to public information on FINRA BrokerCheck. Evidently, Tejera has worked for Truist Investment Services Inc. since September 24, 2002, and for Truist Advisory Services Inc. since October 27, 2016. Read below to learn more about Tejera’s disclosures and investor complaints. […]

Investors reportedly complained about securities broker Stephen Berrocal (also known as Steve Berrocal) [CRD: 3071400, Coral Gables, Florida], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Berrocal joined Truist Investment Services Inc. on August 2, 2013, and Truist Advisory Services Inc. on August 24, 2016. See the following information to find out more […]

Soreide Law Group is investigating possible investor claims against securities broker Christian Frank Lucchetto [CRD#: 4648994, Staten Island, NY]. Lucchetto has worked for (1) Arive Capital Markets since 2019; (2) First Standard Financial Company from 2016 to 2019; and (3) Cape Securities Inc. from 2011 to 2016. Evidently, Financial Industry Regulatory Authority (FINRA) sanctioned the […]