Fariba Z Madison (Fariba Zehtabian Madison, Fariba Zehtabian) is currently registered as an investment advisor and as a broker with VANDERBILT SECURITIES, LLC of Los Alamitos, California since June of 2025. Madison was previously registered both as a broker and investment advisor with WESTERN INTERNATIONAL of Los Alamitos, California from November of 2012 – June […]

One or more investors possibly experienced losses because of securities broker Craig Murchison McDaniel [CRD: 1087979, Columbia, South Carolina], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, McDaniel joined Capital Investment Group Inc. on January 22, 2004, and Capital Investment Advisory Services LLC on September 29, 2009. Keep reading to find out […]

FINRA fined securities broker Donald Joe Everhart (also known as Don Everhart and Donny Everhart) [CRD: 2150508, Dixon, California], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Donald Everhart worked for Emerson Equity LLC from January 26, 2023 to August 8, 2024, and for Whitehall-Parker Securities Inc. from January 14, 2010 to […]

Investors potentially experienced losses due to securities broker Chadwick Taylor Bridgers (also known as Chad Bridgers, Chad Taylor Bridgers, Chad Tayloy Bridgers) [CRD: 2475641, Fayetteville, Arkansas], according to disclosures on FINRA BrokerCheck. Evidently, Bridgers has been a registered representative of Cabot Lodge Securities LLC since June 22, 2017, and of CL Wealth Management LLC since […]

Investors potentially experienced sales practice violations due to securities broker Williams Keen Butcher (also known as Keen Butcher) [CRD: 2098675, Kemah, Texas], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Williams Butcher worked for Independent Financial Group LLC beginning May 3, 2022, and is currently registered with this firm. Previously, Butcher was […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Robert Morgan Vance (CRD: 1887560, Sonora, California). Vance previously worked for Moloney Securities Co. Inc. from June 2016 to November 2023 and was registered with multiple other firms throughout his career. Recent disclosures indicate allegations against Vance, including suitability concerns, negligence, and regulatory actions […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Laura Beth Barnes (CRD#: 4482198, Winterset, Iowa). Barnes previously worked for Moloney Securities Co. Inc. from July 2012 to December 2024 and for Eagle One Investments LLC from July 2005 to July 2012. Recent disclosures highlight regulatory actions against Barnes concerning violations of Regulation […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Donald Ralph Hancock [CRD: 828811, Manchester, Missouri]. Hancock has worked in the securities industry for over 48 years, holding registrations with several firms, including Moloney Securities Co. Inc. since 2010 and Moloney Securities Asset Management LLC since 2016. Recent disclosures highlight regulatory concerns and […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker David Francis LaGrange (also known as David LaGrange) [CRD: 4200976, Winterset, Iowa]. LaGrange has been registered with Moloney Securities Co. Inc. since July 31, 2012, and has over 24 years of experience in the securities industry. Recent disclosures reveal concerns about LaGrange’s conduct, including […]