Soreide Law Group, based In South Florida, has been contacted by investors who purchased high-risk, illiquid, alternative investments and suffered losses.  It has been brought to our attention that broker, RODGER ERIK THOMAS (ROD THOMAS, RODGER E THOMAS, RODGER THOMAS) currently registered with NEWBRIDGE SECURITIES CORPORATION of Boca Raton, Florida, may have recommended GWG L […]

Soreide Law Group is currently investigating claims by investors who may have been recommended purchasing high-risk, illiquid investments including but not limited to, GWG L bonds by broker, JOHN CALDERWOOD STARKE SR (JOHN C STARKE, JOHN CALDERWOOD STARKE). According to FINRA’s BrokerCheck, available to the public on FINRA’s website, JOHN C STARKE was last listed […]

Soreide Law Group has been contacted by customers who were sold GWG L Bonds by former registered representative, MICHAEL ARTHUR SEBALD (MICHAEL A SEBALD, MIKE SEBALD). Sebald was a broker with LANDOLT SECURITIES INC of Oskosh, Wisconsin, from 01/15/2009 - 08/18/2023. According to FINRA’s BrokerCheck, MICHAEL A SEBALD is currently not listed with any firm.  […]

One or more investors potentially experienced sales practice violations because of securities broker Brian Wayne Napier [CRD: 4555202, Greenwood, Indiana], based on publicly available information reported on FINRA BrokerCheck. Napier has worked with Ausdal Financial Partners Inc. since September 18, 2013, where he serves both as a broker and an investment adviser. Read on to […]

Were you a client of WILLIAM ROBERT YOUNG (BILL YOUNG, WILL R YOUNG) and were recommended purchasing GWG L Bonds or Spring Hill Holdings? Currently Young is registered both as an investment advisor and as a broker with AMERIPRISE FINANCIAL SERVICES, LLC of Gaithersburg, Maryland since 10/16/2023.  WILL R YOUNG was previously registered as an […]

In July of 2024, LifeMark Securities Corporation and its registered representative, Geoffrey (Geoff) Wolterstorff, were censured by the Securities and Exchange Commission (SEC) for allegedly violating Regulation Best Interest (“Reg BI”) rules. LifeMark Securities Corporation was censured, ordered to pay $4,410 in disgorgement, and fined a civil penalty of $85,000. Geoffrey Wolterstorff was censured, ordered to […]

Soreide Law Group has been handling cases related to LIFEMARK SECURITIES CORP and awards in favor of the clients have been announced. Several investors have contacted us regarding the alleged sale of GWG L-bonds. Approximately $1.6 billion in GWG L bonds have been sold over the past ten years by over 40 broker/dealers. GWG Holdings, Inc. […]

Investors might have sustained losses due to securities broker Robert Gerard Devita [CRD: 1865964, Downers Grove, Illinois], according to publicly available information through FINRA’s BrokerCheck. Evidently, Robert Devita joined Ausdal Financial Partners Inc. on July 1, 2010, working as both a broker and investment adviser representative. Below, you can discover more about the disclosures involving […]

Investors potentially experienced sales practice violations due to securities broker Michael Lawrence Hoye [CRD: 3029864, Schaumburg, Illinois], according to publicly available information through FINRA’s BrokerCheck. Evidently, Michael Hoye has been registered with Ausdal Financial Partners Inc. since February 23, 2009, and operates out of their office at 1821 Walden Office Square, Suite 400, Schaumburg, Illinois. […]