Soreide Law Group is investigating possible investor claims against securities broker Kenneth New (CRD:  2836918, Merritt Island, FL). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Center Street Securities Inc. Evidently, one or more investors alleged that New made unsuitable recommendations. Here […]

Investors have come forward with complaints about securities broker Joe Latour (also known as Joseph Martin Latour) (CRD:  4436861, Springfield, MO). Evidently, the securities broker, who worked for Center Street Securities Inc., discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, Center Street Securities Inc. clients allege that Latour made unsuitable recommendations. For […]

Soreide Law Group is investigating possible investor claims against securities broker Travis John Wolfe [CRD#: 5851265, Downers Grove, IL]. Wolfe has worked for Ausdal Financial Partners since 2016 and Purshe Kaplan Sterling Investments from 2014-2015. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that clients of Ausdal Financial Partners and Purshe Kaplan Sterling disputed the […]

Soreide Law Group has filed a FINRA arbitration on behalf of our client (Claimant) against: DH HILL SECURITIES, LLP (Respondent) The Claimant resides in North Carolina and claims to have limited investment experience.  The Claimant, according to the lawsuit wanted investments that would not be high-risk as nears retirement.  The lawsuit states that the Claimant […]

Soreide Law Group has filed a FINRA arbitration on behalf of our client (Claimant) against: ARQUE CAPITAL, LTD., and their former registered representative, RONALD LEE MCLEOD (Respondents). The Claimant was a retired resident of Florida who was looking for conservative investments that could generate stable income to sustain her through retirement without any risk of […]

Soreide Law Group filed a FINRA arbitration on behalf of our client (Claimant) against: CENTAURUS FINANCIAL, INC. (Centaurus), and their former registered representative, OTTO RAMON BOHON (Otto Bohon) (Respondents). The Claimant is retiree living in Colorado. The lawsuit states that the Claimant was referred to Centaurus’ registered representative, Otto Bohon, in 2018 to allegedly help […]

Soreide Law Group has filed a FINRA arbitration on behalf of our client (Claimant) against: IFP SECURITIES, LLC (Respondent). The Claimant resides in Florida with her husband who is retired.  The Claimant’s husband has been a wealth management client of IPF Securities brokers, Andrew J. Keefer, and Antonio Luis Moreno, in Orlando, Florida, since 2020. […]

Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: NEWBRIDGE SECURITIES CORPORATION, and their registered representative, KYLE G CORGAN (Respondents). The Claimants live both in New York and Florida, and are retired.  The lawsuit alleges that the Respondents were aware that the Claimants were looking to protect their retirement […]

On April 20th, 2022, GWG Holdings filed Chapter 11 bankruptcy. Investors have until July 29th, 2022 to file a proof of claim form. The link to do so is provided below. Many times in bankruptcy, investors only collect pennies on the dollar. Soreide Law Group represents investors nationwide against financial professionals who sell bad investments. […]