(Note to our readers: Soreide Law Group has filed 3 FINRA arbitrations against Dean S. Mustaphalli for our clients in New York totaling over $1 million in losses.) Dean Sadrudin Mustaphalli (CRD #2792038, Commack, New York) was assessed a deferred fine of $20,000, suspended from association with any FINRA member in any capacity for two […]

Fort Lauderdale, Florida, based Soreide Law Group, (888) 760-6552, has obtained the following summary of information from FINRA’s website, under “Disciplinary and Other FINRA Actions, July, 2014.” Kevin Anthony Tuttle (CRD #2414158, Orlando, Florida) was fined $50,000 and suspended by FINRA for two years. Tuttle, as an outside business activity, obtained permission from his firm […]

Securitites Lawyer, Lars Soreide, has announced an investigation into Praetorian Global Fund (Praetorian). There was an SEC complaint filed against the principals of the Praetorian Global Fund. The SEC complaint alleges that the principals and others used the hedge fund to obtain funds from it's investors. According to the SEC complaint, investors were told that […]