Hilltop Securities Clients File Disputes About Financial Advisor Dennis Robberecht Financial Industry Regulatory Authority (“FINRA”) shows on BrokerCheck that investors filed disputes about securities broker Dennis Robberecht (CRD#: 1213446, Roseville, California). Namely, the securities broker, who started working for Hilltop Securities in November 2008 as both a financial advisor and securities broker, is involved in […]

First Allied's Kyle Franklin The Focus Of Investor Dispute The Financial Industry Regulatory Authority (“FINRA”) reports troubling information regarding Kyle R. Franklin (CRD#: 1255175, Roseville, California). Evidently, Franklin, who worked as a securities broker for First Allied Securities Inc. from 2013 to 2017 and Hilltop Securities Inc. from 2017 to 2019, is involved in three […]

Wedbush and Hilltop Clients Indicate That Broker Mark Augusta Committed Sales Practice Violations Soreide Law Group is investigating potential investor claims against broker Mark Fred Augusta [CRD#: 1333913, Del Mar, California]. Notably, Financial Industry Regulatory Authority (“FINRA”) BrokerCheck identifies 19 or more clients who seemingly experienced losses because of Augusta, who worked for Wedbush Securities […]

Customer Files Complaint Against Hilltop Securities Over Excessive Trading Walter Roland Valenzuela (CRD#: 2280224, Del Mar, California) has been a registered representative of Hilltop Securities Inc. since December 10, 2008. Financial Industry Regulatory Authority (“FINRA”) BrokerCheck discloses that a Hilltop Securities Inc. customer filed a complaint on July 23, 2018 refencing Valenzuela’s misconduct. Hilltop Securities […]