Investors might have sustained losses due to securities broker April Marie Wilson (also known as April Marie Forsman) [CRD: 4515321, Bellevue, Washington], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Wilson worked for Hornor Townsend Kent LLC from August 30, 2006 to November 2, 2020, and joined Osaic Wealth Inc. on October […]

Investors potentially experienced losses due to securities broker Hugh James McGuire [CRD: 1858293, Collingswood, New Jersey], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Hugh McGuire worked for Hornor, Townsend Kent LLC from April 11, 2003, to August 2, 2022. Below, you can learn more about McGuire’s disclosures and a […]

Soreide Law Group is investigating possible investor claims against securities broker Chip Wodrich (also known as Charles William Wodrich) (CRD:  2715728, Goodyear, AZ). Evidently, Hornor Townsend Kent LLC terminated the securities broker for cause, and investors filed disputes about him. Allegedly, Wodrich engaged in unauthorized trading and made unauthorized communications with clients regarding securities business. […]

Investors have come forward with complaints about securities broker Ryan Thomas Fleming (CRD:  4378425, Bellevue, WA). Evidently, the securities broker, who worked for Hornor Townsend Kent LLC, discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, Hornor Townsend Kent LLC clients allege that Fleming made misrepresentations and made unsuitable recommendations. For more on […]

HTK Broker Clay Erickson Suspended For Transferring Investor Funds Without Authorization The Financial Industry Regulatory Authority (“FINRA”) BrokerCheck Report for broker Clay Erickson (CRD#: 1583644, Salt Lake City, Utah) is troubling. Evidently, six of Erickson’s clients brought disputes about his sales practices. Not only that, but FINRA suspended Erickson and issued him a fine for […]