Soreide Law Group is investigating claims on behalf of investors that purchased the Insight Real Estate LLC debenture. The Insight private placement was a highly illiquid investment that should have been sold to extremely aggressive, accredited investors. Pursuant to NASD Notice to Members 03-71, firms selling Insight were mandated to: (1) Perform due diligence to […]

In a March 12th., 2012, article in InvestmentNews.com, Mark Schoeff, Jr., writes that enforcement actions and fines by the Financial Industry Regulatory Authority Inc. or Finra, jumped sharply in 2011, with the latter rising to $68 million, from $45 million in 2010, a new study shows. The greatest proportion of that figure was penalties for […]