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April 18, 2019
FINRA Arbitration Against J.W. COLE FINANCIAL

Soreide Law Group recently filed a FINRA arbitration on behalf of our client (Claimant) against: J.W. COLE FINANCIAL, INC. (Respondent) The Claimant resides in Arizona, and maintained accounts with J.W. COLE FINANCIAL, and their former Financial Advisor, KEVIN SCOTT PHILLIPS (CRD#: 1591468).  Phillips is not named in the lawsuit. The lawsuit alleges that J.W. COLE […]

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