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May 23, 2014
Montana Broker Suspended by FINRA for Failing to Provide Notice of Activity in Outside Company Involved in Alleged Ponzi Scheme

Soreide Law Group, PLLC, phone (888) 760-6552, has obtained the following summation of information from FINRA’s website, under “Disciplinary and Other FINRA Actions, May, 2014.” James Daniel Helgeson (CRD #1016562, Billings, Montana) was given a deferred fine of $5,000 and suspended by FINRA for one month. According to FINRA's report, allegedly Helgeson did not provide […]

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