James Polese Sentenced to 5 Years On Tuesday, an ex-Morgan Stanley adviser was sentenced to jail for five years after he confessed to misappropriating client funds to invest in a wind farm project. He also admitted to paying his children’s tuition fees and taking care of other personal expenses with the funds. FORMER ADVISER FOR […]

Morgan Stanley’s James Polese Dealt Prison Sentence For Fraud James Polese (CRD#: 2636427, Boston, Massachusetts), who is a prior Morgan Stanley investment advisor, is going to prison for committing fraud. Polese pleaded guilty to eight counts of felony bank fraud, one count of felony conspiracy, one count of investment adviser fraud, and one count of […]