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March 20, 2019
Former PRUCO SECURITIES Broker, LIJU "JOE" VARGHESE, Barred by FINRA

Soreide Law Group has obtained the following information from FINRA’s website under “Disciplinary and Other FINA Actions,” dated March 2019: LIJU "JOE" VARGHESE  (CRD #4197007, New Hyde Park, New York)   was barred from association with any FINRA member in all capacities by FINRA. Without admitting or denying the findings, Varghese consented to the sanction […]

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