Investors apparently complained about securities broker John Michael Clark [CRD: 6596483, Troy, Michigan], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Clark worked for LPL Enterprise LLC from November 14, 2024, to February 3, 2025, and for Pruco Securities LLC from February 18, 2016, to November 14, 2024. Keep reading […]

Merrill Lynch Customers File Disputes Concerning John Clark, Charles Watson, Akinwale Adebayo, Glenn Patti Merrill Lynch, Pierce, Fenner, & Smith Incorporated (CRD#: 7691, New York, New York) is a brokerage firm regulated by FINRA and investment advisor firm regulated by SEC. Notably, on 559 occasions, Merrill Lynch disclosed that a regulator pursued sanctions against the […]