On February 19, 2019, an Ohio federal court entered a consent judgment against the former WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC of DAYTON, OH, registered representative, JOHN GREGORY SCHMIDT (GREG SCHMIDT, JOHN GREG SCHMIDT) CRD#: 708094. The SEC filed a complaint on September 25, 2018, alleging that JOHN GREGORY SCHMIDT sold securities belonging to at […]

JOHN GREG SCHMIDT (Also known as: GREG SCHMIDT, JOHN GREGORY SCHMIDT) CRD#: 708094, a 67 year-old former investment advisor from Wells Fargo Advisors Financial LLC, of Dayton, Ohio, allegedly misappropriated over $1.6 million from his clients, many elderly, from at least 2003 through 2017, according to an SEC complaint. The complaint was filed in federal […]