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March 12, 2019
SEC Obtains Judgement Against Former Wells Fargo Broker JOHN GREGORY SCHMIDT

On February 19, 2019, an Ohio federal court entered a consent judgment against the former WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC of DAYTON, OH, registered representative, JOHN GREGORY SCHMIDT (GREG SCHMIDT, JOHN GREG SCHMIDT) CRD#: 708094. The SEC filed a complaint on September 25, 2018, alleging that JOHN GREGORY SCHMIDT sold securities belonging to at […]

December 28, 2018
JOHN GREGORY SCHMIDT, Formerly of Wells Fargo Dayton OH, Indicted on 128 Counts

JOHN GREGORY SCHMIDT (GREG SCHMIDT, JOHN GREG SCHMIDT) CRD#: 708094, 67 years-old of  Bellbrook, Ohio, who operated Schmidt Investment Strategies in Washington Township, was indicted on 128 felony counts related to securities fraud by the Montgomery County Prosecutor's Office on Thursday, December 27, 2018. The Montgomery County Grand Jury indicted Schmidt on 124 counts of […]

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