On July 6, 2021, JOHN HENRY SWON IV (JOHN SWON) CRD#: 5591686, formerly with ROYAL ALLIANCE ASSOCIATES INC of Bloomington, Minnesota, was barred by FINRA from acting as a broker or otherwise associating with a broker/dealer firm.  John Swon was previously registered both as a broker and as an investment advisor. Without admitting or denying […]