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March 12, 2019
SEC Obtains Judgement Against Former Wells Fargo Broker JOHN GREGORY SCHMIDT

On February 19, 2019, an Ohio federal court entered a consent judgment against the former WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC of DAYTON, OH, registered representative, JOHN GREGORY SCHMIDT (GREG SCHMIDT, JOHN GREG SCHMIDT) CRD#: 708094. The SEC filed a complaint on September 25, 2018, alleging that JOHN GREGORY SCHMIDT sold securities belonging to at […]

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