Soreide Law Group has filed a FINRA arbitration on behalf of our client (Claimant) against: DEMPSEY LORD SMITH, LLC.(Respondent) The Claimant is a resident of North Carolina. The lawsuit states that the Claimant maintained an investment relationship with the Respondent and their former Financial Advisor, Joe Pat Roop. Joe Pat Roop is not named in […]

Soreide Law Group has been contacted by clients and former clients, mainly from North Carolina, who sustained investment losses due to the alleged illiquid REITs purchased primarily at Kalos Capital of Belmont, North Carolina, through broker:  JOSEPH PATRICK ROOP (JOEPAT ROOP) CRD#: 2774470 According to FINRA’s BrokerCheck, available to the public on FINRA’s website, JOSEPH […]