One or more investors apparently complained about securities broker Rebecca Sue Gaylor (also known as Rebecca Morgan) [CRD: 1452113, Phoenix, Arizona], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Gaylor has worked for J.W. Cole Financial Inc. since September 5, 2003, and with J.W. Cole Advisors Inc. since February 22, […]

Investors might have sustained losses because of securities broker Stephen Romney Swensen (also known as Stephen Swenson) [CRD: 2885578, Clearfield, Utah], according to disclosures on FINRA BrokerCheck. It appears that Stephen Swensen worked for J.W. Cole Financial Inc. from May 8, 2018, to July 2, 2018. Keep reading to learn more about the investor disputes […]

Investors have come forward with complaints about Tim Russell Gerds (CRD: 2651778, Hubertus, Wisconsin). Evidently, the securities broker, who worked for JW Cole Financial Inc., discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Particularly, JW Cole Financial Inc. clients allege that Gerds engaged in unauthorized trading and charged excessive fees. For more on […]

Securities Broker Allyson Jo Trantum Discloses Investor Dispute And Employment Termination Soreide Law Group is examining an investor dispute concerning securities broker Allyson William Trantum aka Allyson Jo Wilson (CRD#: 2896970, Temecula, California), as disclosed on FINRA BrokerCheck. Particularly, Trantum, who works for securities firm JW Cole Financial Inc. and investment advisory JW Cole Advisors […]