Rebecca Gaylor Linked To J.W. Cole Client’s Misrepresentation Claim

One or more investors apparently complained about securities broker Rebecca Sue Gaylor (also known as Rebecca Morgan) [CRD: 1452113, Phoenix, Arizona], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Gaylor has worked for J.W. Cole Financial Inc. since September 5, 2003, and with J.W. Cole Advisors Inc. since February 22, 2002. Below, investors can review details about the investor disputes reported against Rebecca Gaylor.

J.W. Cole Client Accused Gaylor Of Unsuitable Recommendations, Misrepresentation

Specifically, on February 13, 2025, a J.W. Cole Financial Inc. client filed FINRA Arbitration No. 25-00309 about Rebecca Gaylor. Allegedly, Gaylor misrepresented investments, made unsuitable recommendations, and breached her fiduciary duty. Because of this, the client allegedly incurred damages through investing in oil and gas investments and direct investments. As a result, the client requested $30,000 in compensation from J.W. Cole Financial or Gaylor. Evidently, this arbitration is pending a resolution.

J.W. Cole Financial Inc. Investor Accused Rebecca Gaylor Of Breach Of Fiduciary Duty

Also, a J.W. Cole Financial Inc. client filed FINRA Arbitration No. 22-02989 about Rebecca Gaylor. Supposedly, Gaylor breached a contract and fiduciary duty, and she negligently supervised individuals. Because of this, the client allegedly incurred damages through investing in alternative investments. Therefore, on December 28, 2023, J.W. Cole Financial Inc. settled this matter by paying the client $97,000.00 in damages.

Negligent Supervision Allegations By J.W. Cole Financial Inc. Client

Additionally, a client of J.W. Cole Financial Inc. contested Rebecca Gaylor’s sales practices by filing FINRA Arbitration No. 22-00785. Allegedly, Gaylor negligently supervised certain representatives. Allegedly, Gaylor caused the client to sustain damages through investments in direct investments and oil and gas investments. Because of this, J.W. Cole Financial Inc. chose to settle the matter on February 17, 2023, by compensating the client in the amount of $41,000.00.

Were You Impacted By Securities Broker / Financial Advisor Rebecca Gaylor?

Do you have concerns about investments you made through Rebecca Gaylor? You should get in touch with Soreide Law Group online or at (888) 760-6552 and consult with a securities lawyer concerning a potential recovery. Soreide Law Group has recovered losses for investors throughout the United States. The law firm also takes cases on a contingency fee arrangement and advances all costs. Gaylor and securities firms / investment advisories Gaylor worked for deny accusations of sales practice violations.