JOHN WILLIAM SPACH CRD#: 2731192, formerly with Kestra Investment Services of Aliso Viejo, California, was barred on February 21, 2019, by the Financial Industry Regulatory Authority, Inc. (FINRA) for failing to respond to FINRA’s request for information during an investigation of a client complaint. According to FINRA, without admitting or denying the findings, Spach consented […]