Investors reportedly complained about securities broker Lin Han (also known as Lilly Han) [CRD: 6781075, Dallas, Texas], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, Lin Han joined Landolt Securities Inc. on January 22, 2018, and TKC Wealth Management LLC on July 24, 2017. Keep reading to find out more about […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Jason Nicholas Slezak (CRD: 2423323, Antioch, Illinois). Evidently, investors disputed the sales practices of the securities broker, who worked for Landolt Securities Inc. Additionally, the securities broker discloses a regulatory enforcement action. However, Slezak denies the allegations of misconduct Read on to learn […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Anthony Liddle (also known as Tony Liddle) (CRD: 5478479, Oshkosh, Wisconsin). Notably, investors disputed the sales practices of the securities broker, who worked for Landolt Securities Inc. Additionally, he discloses a regulatory enforcement action. Notably, these disclosures allege Liddle engaged in sales practice […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Tony Liddle (also known as Anthony Baker Liddle) (CRD:  5478479, Oshkosh, WI). Evidently, investors disputed the sales practices of the securities broker, who worked for Landolt Securities Inc. Additionally, the securities broker discloses a regulatory enforcement action. Read on to learn more about […]

Soreide Law Group is investigating possible investor claims against securities broker Jason Seurer AKA Jason Edward Seurer [CRD#: 2541616, Maple Plain, MN]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Landolt Securities. Notably, investors allege sales practice violations in these disputes, including […]

Broker Anthony Cottone Is Barred By FINRA, Involved In Dispute About Private Placements The Financial Industry Regulatory Authority (“FINRA”) reports troubling information concerning securities broker Anthony Matthew Cottone (CRD#: 4394861, Boca Raton, Florida). It appears that Cottone worked for firms Landolt Securities (2016 to 2017) and First West Group (2014 to 2016). Notably, there are […]