The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Jason Nicholas Slezak (CRD: 2423323, Antioch, Illinois). Evidently, investors disputed the sales practices of the securities broker, who worked for Landolt Securities Inc. Additionally, the securities broker discloses a regulatory enforcement action. However, Slezak denies the allegations of misconduct Read on to learn more about the allegations against Slezak.
Also, a Landolt Securities Inc. client filed a complaint about Jason Slezak. Namely, the client alleged that Slezak made unsuitable recommendations. Because of this, the client allegedly sustained damages on GWG L bonds and American Healthcare REIT. Therefore, on October 17, 2022, Landolt Securities Inc. settled this matter by paying the client $16,900 in damages.
Specifically, a Landolt Securities Inc. client filed FINRA Arbitration: 22-00512 about Jason Slezak. Namely, the client alleged that Slezak made omissions regarding risks. Because of this, the client allegedly sustained damages on GWG L bonds. Therefore, on May 31, 2022, Landolt Securities Inc. settled this matter by paying the client $25,000 in damages.
Evidently, NYSE issued Decision No. HBD 07-156 on February 13, 2008, sanctioning Jason Slezak for infractions. Allegedly, Slezak failed to perform due diligence and violated federal securities laws. Therefore, Slezak was censured by NYSE.
Slezak has worked for Landolt Securities Inc. in Antioch, Illinois, as a securities broker since September 8, 2009.
Suffer damages by investing with Jason Slezak? If so, reach out to Soreide Law Group at (888) 760-6552 and speak with a securities lawyer about a possible recovery of your losses. Soreide Law Group, who has recovered money for hundreds of investors across the United States, represents investors on a contingency fee basis and advances costs. Slezak and brokerage firms Slezak worked for deny accusations against them.
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