Investors apparently complained about securities broker Brian Troy Hinson [CRD: 2783737, Huntsville, Alabama], according to disclosures on FINRA BrokerCheck. It appears that Brian Hinson worked for LPL Financial LLC from April 30, 2015 to December 5, 2023. Keep reading to learn more about Hinson’s disclosures involving investor allegations. Lincoln Financial Advisors Corporation Investor Accused Hinson […]

Investors might have sustained losses because of securities broker Peter Brian Robertson [CRD: 1695345, Irvine, California], according to disclosures on FINRA BrokerCheck. According to the regulator, Peter Robertson worked for Osaic FA Inc. from December 19, 1997, to January 24, 2025, and is currently registered with Osaic Wealth Inc. since January 24, 2025. Here’s more […]

Investors possibly experienced losses because of securities broker Richard Glenn Shaw (also known as Rick Glenn Shaw) [CRD: 1870018, Scottsdale, Arizona], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Richard Shaw has worked for Lincoln Financial Advisor Corporation (now known as OSAIC FA Inc.) since June 1, 1998. Here’s more about the […]

Unauthorized Woodbridge Investment Referrals Made In Connection With Lincoln Financial Broker Imran Razvi's Outside Business Financial Industry Regulatory Authority (“FINRA”) reports troubling information in regard to Imran Razvi (CRD#: 3042006, Frederick, Maryland). Notably, the BrokerCheck Report on Razvi shows that FINRA issued Razvi a fine and a suspension for violating FINRA rules. The watchdog temporarily […]