John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.

Investors apparently complained about securities broker Brian Troy Hinson [CRD: 2783737, Huntsville, Alabama], according to disclosures on FINRA BrokerCheck. It appears that Brian Hinson worked for LPL Financial LLC from April 30, 2015 to December 5, 2023. Keep reading to learn more about Hinson’s disclosures involving investor allegations.
Particularly, on February 14, 2024, a Lincoln Financial Advisors Corporation client filed FINRA Arbitration No. 24-00348 about Brian Hinson. The client alleged that Hinson made unsuitable recommendations. Because of this, the client allegedly sustained damages on oil and gas investments. Therefore, the client requested $200,000 in compensation from Lincoln Financial Advisors Corporation or Hinson. Evidently, this arbitration is pending a resolution.
Specifically, a client of Lincoln Financial Advisors Corporation contested Brian Hinson’s sales practices by filing FINRA Arbitration No. 06-00090. Allegedly, Hinson gave unsuitable advice. Supposedly Hinson caused the client to sustain damages on variable annuities. Therefore, Lincoln Financial Advisors Corporation opted to settle the matter on May 1, 2007, by compensating the client in the amount of $79,992.
Also, on November 8, 2004, a Lincoln Financial Advisors client filed a complaint about Brian Hinson. The client alleged that Hinson recommended the purchase of a real estate investment trust (REIT) that was unsuitable, did not meet the client’s investment objectives, and involved nondisclosures of risks. Because of this, the client allegedly sustained damages. As a result, the client requested $80,000 in compensation from Lincoln Financial Advisors or Hinson. However, the firm denied this complaint.
Seeking more information about Brian Hinson? If so, reach out to Soreide Law Group online or at (888) 760-6552 and speak with a securities attorney. Soreide Law Group has recovered losses for investors throughout the US, works on a contingency fee basis, and advances all costs. Hinson and brokerage firms Hinson worked for deny accusations of sales practice violations.
John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.
Sam Bhushan (CRD: 4884717) is named in several pending customer complaints and one settled dispute, according to his BrokerCheck report.
Sterling Louviere (CRD: 2021328), listed on BrokerCheck as Sterling Vaughn Louviere, is named in a pending customer claim over Reg D private placements, with Cabin Securities as the firm named.
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