Soreide Law Group has filed a FINRA arbitration on behalf of their client (Claimant) against: STIFEL NICOLAUS & COMPANY, INCORPORATED (Respondent) The Claimant is now retired and living in Montana. The Claimant became a customer of STIFEL NICOLAUS & COMPANY and registered representative, Robert Pierre Holland (CRD#1962105), on or about 2014. Robert Pierre Holland is […]

On February 16, 2018, a FINRA arbitration panel awarded $121,659.80 in favor of a retired farmer (Claimant) from Minnesota against Wells Fargo Advisors Financial Network, LLC. The Claimant alleges that he opened an account with Wells Fargo in January of 2009 after receiving a cold call from broker, ADAM THOMAS MARQUARDT (CRD#: 5307192), from a […]

Soreide Law Group has filed a FINRA arbitration on behalf of their clients (Claimants) against: UBS FINANCIAL SERVICES, INC. (Respondent) The Claimants are a retired couple who allege they had advised their financial advisor, Erik Littlejohn, who at the time was working for UBS Financial Services, that they wanted income producing investments, but did not […]

Why Did I Get a Tax Bill From Linn Energy When It Went Bankrupt?   The September 23, 2016 form 8937 filing (Report of Organizational Actions Affecting Basis of Securities) states in part 2 that “By order of the bankruptcy court, the common stock held by the Sabine shareholders were cancelled for no consideration.”  The […]

Soreide Law Group has filed a FINRA arbitration on behalf of their clients (Claimants) against: MORGAN STANLEY, UBS FINANCIAL SERVICES, INC., and registered representative, WILLIAM JOHN PAYNTER JR., CRD# 2835535. The Claimants, a married couple from Arizona, met broker PAYNTER in approximately 2010. The Claimants are unsophisticated investors. At MORGAN STANELY, PAYNTER allegedly ignored their […]