The Financial Industry Regulatory Authority (FINRA) has censured and fined CAMBRIDGE INVESTMENT RESEARCH, over the supervisory failures in the sale of the LJM Preservation and Growth Fund in 2018.  According to FINRA, without admitting or denying the findings, Cambridge agreed to the censure, the $400,000 fine, and to pay $3.13 million, plus interest, in restitution. […]

Investors have lost $600 million in only two days. Was your stock broker looking out for your money? The fund is highly leveraged and achieves its investment objectives by capturing gains on options sold on the S&P futures contracts. If you stock broker recommended this to you, you may be able to get some or […]