Ernesto Chavez (CRD: 4315877) faces a new pending claim on BrokerCheck over an investment made in 2018. The customer alleges $180,000 in damages, and no arbitrator has ruled on the claim.

If you were not seeking speculation in leverage funds than your broker may be responsible for your LJMIX, LJMAX, or LCMCX loss for failure to recommend a suitable investment and failing to limit your losses. The LJM Capital preservation fund was clearly misnamed as it was not a fund designed to preserve capital but rather to make speculative bets. If your financial advisor did not understand this you need to immediately consult with a securities lawyer.
Soreide Law Group offers: 1) a free consultation, 2) contingency fee representation, 3) we advance all costs. Call 888-760-6552 for more information now.

If you or a loved one had a stock broker who recommended under performing oil and gas investments please call Soreide Law Group for a free consultation. Soreide Law Group will study your case for free and determine what the broker liability may be. Soreide Law Group files cases in all 50 states before FINRA. If Soreide Law Group takes your case they will advance all costs and only get paid if you make a monetary gain. https://www.securitieslawyer.com or call 1-888-760-6552
Ernesto Chavez (CRD: 4315877) faces a new pending claim on BrokerCheck over an investment made in 2018. The customer alleges $180,000 in damages, and no arbitrator has ruled on the claim.
William Tunink (CRD: 2738224) settled a customer claim for $299,000 on August 11, 2026, according to his BrokerCheck report. The customer alleged that he obtained loans from the customer, and that some of the money went into an investment.
Tony Barouti (CRD: 3031995) faces a pending $230,400 customer claim, according to his BrokerCheck report. He says the allegations in it are false. His report also lists SEC administrative and cease-and-desist proceedings from August 2025.
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