Investors potentially experienced sales practice violations by securities broker Douglas John McCauley (also known as Doug McCauley) [CRD: 1257811, Arlington, Vermont], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Douglas McCauley worked for Madison Avenue Securities LLC from July 16, 2009, to December 31, 2024. Investors should continue reading to find out […]

One or more investors apparently complained about securities broker Mark Wilkinson Richards (also known as Mark Wilkinson Dickey) [CRD: 2730478, Tijeras, New Mexico], according to disclosures on FINRA BrokerCheck. Evidently, Richards has worked for Madison Avenue Securities LLC in Tijeras, New Mexico since July 24, 2006, as a broker, and since March 25, 2009, as […]

Some investors have potentially experienced damages because of financial advisor and securities broker Vincent Anthony Virga, also known as Vincenzo Virga Jr. [CRD: 5070668, Bayonne, New Jersey], according to investor disputes disclosures on the Financial Industry Regulatory Authority (FINRA) BrokerCheck. Virga worked for Madison Avenue Securities LLC from April 28, 2009, to February 5, 2021. […]

Soreide Law Group is investigating possible investor claims against securities broker Rob Luley (also known as Robert Leo Luley Jr.) (CRD:  4176139, Clover, SC). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Madison Avenue Securities LLC. Evidently, one or more investors alleged […]

Soreide Law Group is investigating possible investor claims against securities broker Christopher William Porter [CRD: 1911339, Yalesville, Connecticut]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Madison Avenue Securities LLC. For example, clients alleged unsuitable recommendations. Here is a brief summary of […]

Client Disputes Reported On BrokerCheck Profile Of Mark Elafros Soreide Law Group comes to you with new information in regard to securities broker Mark Lee Elafros (CRD#: 2337393, Chicago, Illinois). Evidently, Elafros worked for securities firms Madison Avenue Securities (2013 to 2016), Ausdal Financial Partners (2016 to 2018), American Trust Investment Services Advisory (2018 to […]

Broker Vincent Virga Involved In Madison Avenue Securities Client Disputes About Alternative Investments The Financial Industry Regulatory Authority contains new information in regard to securities broker Vincent Anthony Virga (“Vincenzo Virga”) (CRD#: 5070668, Bayonne, New Jersey). Namely, it appears that two investors filed disputes alleging unsuitable recommendations by Virga when he worked for Madison Avenue […]

Madison Avenue Securities Clients Take Aim At Jim Geake Investor Alert! The Financial Industry Regulatory Authority (“FINRA”) reports through BrokerCheck that investors brought complaints or lawsuits in regard to securities broker James “Jim” Andrew Geake (CRD#:2629008, Skokie, Illinois). Notably, investors brought eight disputes, at least half of which are from 2018 or later. If these […]

Madison Avenue Broker Noel Vincent Allegedly Gave Poor Advice, Caused Investors' Losses Swarms of investors have filed disputes against securities broker Noel Ray Vincent (CRD#: 1370987, Southfield, Michigan). Namely, FINRA BrokerCheck shows an astounding 20 investor disputes involving the securities broker, who worked for Madison Avenue Securities from 2009 to 2018 and who worked for […]